JENNIFER FANTOZZI

JENNIFER FANTOZZI is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 900 SALEM STREET, SMITHFIELD, RI, 2917.

JENNIFER FANTOZZI has worked at FIDELITY BROKERAGE SERVICES LLC since January 12, 2018

JENNIFER FANTOZZI is also currently employed as a Broker and/or Investment Adviser at NATIONAL FINANCIAL SERVICES LLC located at 900 SALEM STREET, SMITHFIELD, RI, 02917 since December 01, 2018

JENNIFER FANTOZZI is also currently employed as a Broker and/or Investment Adviser at FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. located at 900 SALEM STREET, SMITHFIELD, RI, 02917 since May 05, 2014

Disclosure History

JENNIFER FANTOZZI has 1 Disclosure Event(s).

Date: March 13, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JENNIFER FANTOZZI, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.