JENNIFER BOWEN HEINTZ

JENNIFER BOWEN HEINTZ is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at Water Tower Hill, 105 West View Rd., 5th Floor, Colchester, VT, 05446.

JENNIFER BOWEN HEINTZ has worked at MORGAN STANLEY since March 31, 2010

Disclosure History

JENNIFER BOWEN HEINTZ has 2 Disclosure Event(s).

Date: April 13, 2012
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES NEGLIGENCE AND FAILURE TO SUPERVISE IN CONNECTION WITH THE CLAIMANT'S INVESTMENTS IN A COVERED CALL WRITING PROGRAM. TIME FRAME 1/2010-5/2011.
Damage Amount Requested: $1,300,000.00
Settlement Amount: $1,075,000.00

Date: December 12, 2011
Category: Customer Dispute
Allegations: TIME FRAME: JANUARY 2010 - MAY 2011 CLAIMANT ALLEGES NEGLIGENCE AND FAILURE TO SUPERVISE INCONNECTION WITH CLAIMANT'S INVESTMENTS IN A COVERED CALL WRITING PROGRAM.
Damage Amount Requested: $1,300,000.00
Settlement Amount: $875,000.00 11-04413

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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