JENNIFER LYNN ROY is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 100 HOWE DRIVE, COVINGTON, KY, 41015.
JENNIFER LYNN ROY has worked at FIDELITY BROKERAGE SERVICES LLC since February 08, 2017
Disclosure History
JENNIFER LYNN ROY has 10 Disclosure Event(s).
Date: November 16, 2017 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: January 31, 2017 Category: Financial Type: Charge off Disposition: Charge off
Date: December 31, 2016 Category: Financial Type: Charge off Disposition: Charge off
Date: December 30, 2016 Category: Financial Type: Charge off Disposition: Charge off
Date: December 27, 2016 Category: Financial Type: Charge off Disposition: Charge off
Date: December 08, 2016 Category: Financial Type: Charge off Disposition: Charge off
Date: December 01, 2016 Category: Financial Type: Charge off Disposition: Charge off
Date: November 30, 2016 Category: Financial Type: Charge off Disposition: Charge off
Date: November 30, 2016 Category: Financial Type: Charge off Disposition: Charge off
Date: November 17, 2016 Category: Financial Type: Charge off Disposition: Charge off
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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