JERALD LAWRENCE ALOOF

JERALD LAWRENCE ALOOF is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 77 BRANT AVENUE, SUITE 405, CLARK, NJ, 07066.

JERALD LAWRENCE ALOOF has worked at ROYAL ALLIANCE ASSOCIATES, INC. since May 23, 2003

Disclosure History

JERALD LAWRENCE ALOOF has 3 Disclosure Event(s).

Date: January 11, 2018
Category: Judgment / Lien
Judgment/Lien Amount: $107,958.62
Judgment/Lien Type: Tax
Broker Comment: ACCORDING TO THE ADVISOR, LEVY HAS BEEN RELEASED BY IRS; HOWEVER, LIEN REMAINS FOR $43,000. PAYMENT PLAN IS IN PLACE FOR $813.00 PER MONTH. LIEN WILL REMAIN ON UNPAID BALANCE UNTIL ENTIRE BALANCE IS PAID OFF.

Date: November 01, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $4,934.21
Judgment/Lien Type: Tax
Broker Comment: ALTHOUGH THIS MATTER STATES RELEASED, ACCORDING TO THE ADVISOR, THERE IS A BALANCE OF $12,512.02 WITH A MONTHLY PAYMENT PLAN IN PLACE WITH THE STATE OF NEW JERSEY.

Date: July 31, 2003
Category: Customer Dispute
Allegations: VAGUE ALLEGATIONS RE: UNSUITABILITY, FRAUD AND BREACH OF FIDUCIARY DUTY. NO PRODUCTS OR TRADES ARE SPECIFIED.
Damage Amount Requested: $1,000,000.00
Settlement Amount: $40,000.00
Broker Comment: BROKER WAS NOT ASKED AND DID NOT CONTRIBUTE TO THE SETTLEMENT PAYMENT

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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