JERALD KEITH HOLLOWAY

JERALD KEITH HOLLOWAY is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 2975 E FRANKLIN RD, MERIDIAN, ID, 83642.

JERALD KEITH HOLLOWAY has worked at WOODBURY FINANCIAL SERVICES, INC. since September 24, 2010

Disclosure History

JERALD KEITH HOLLOWAY has 1 Disclosure Event(s).

Date: June 09, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABILITY IN THE SALE OF A 2007 VARIABLE LIFE ANNUITY CONTRACT. CLIENT FURTHER ALLEGES THE CONTRACT WAS PURCHASED BECAUSE HE BELIEVED IT GUARANTEED A 6% RETURN ON HIS PRINCIPAL INVESTMENT. CLIENT REQUESTS A FULL REFUND OF THE ORIGINAL DEPOSIT PLUS SIMPLE INTEREST. DAMAGES UNSPECIFIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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