JEREMY COMMERET is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1836 WEST DOROTHEA AVE, VISALIA, CA, 93277.
JEREMY COMMERET has worked at LPL FINANCIAL LLC since February 19, 2014
Disclosure History
JEREMY COMMERET has 1 Disclosure Event(s).
Date: September 16, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT RR FAILED TO DISCLOSE FEES ASSOCIATED WITH HIS ACCOUNT AND NEVER DISCUSSED WITH CUSTOMER HOW THE FUNDS WOULD BE INVESTED. ALSO ALLEGES THAT RR FAILED TO EXECUTE SELL ORDERS ON 9/8/2011 TIMELY. ACCOUNT OPENED MAY 2011. Broker Comment: I FEEL THERE IS NO BASIS FOR THIS COMPLAINT. THE CLIENT IS A MEDICAL DOCTOR WHO HAS BEEN INVESTING THROUGH HIS OWN BROKERAGE ACCOUNT & VARIOUS RETIREMENT PLANS FOR ATLEAST A DECADE. THEREFORE, I AM CONFIDENT THAT THE CLIENT HAD FULL UNDERSTANDING OF THE PORTFOLIO ALLOCATION AND FEES ASSOCIATED WITH HIS ACCOUNTS WHICH WERE DISCLOSED TO HIM VERBALLY AND IN WRITING PRIOR TO OPENING THE ACCOUNTS, WHICH HE ACKNOWLEDGED IN WRITING BY SIGNING AT 7 DIFFERENT INSTANCES. TRANSACTIONS WERE PLACED IN A TIMELY MANNER.
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