JEREMY GOODWIN SR

JEREMY GOODWIN SR is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 8332 Woodfield Crossing Blvd, Indianapolis, IN, 46240-2482.

JEREMY GOODWIN SR has worked at CHARLES SCHWAB & CO., INC. since July 05, 2016

Disclosure History

JEREMY GOODWIN SR has 1 Disclosure Event(s).

Date: March 12, 2002
Category: Judgment / Lien
Judgment/Lien Amount: $1,205.00
Judgment/Lien Type: Civil
Broker Comment: Case is 14 years old and I thought it was resolved. I still need to reach out to them.

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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