JEREMY JAMES HOOVER

JEREMY JAMES HOOVER is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 100 Post Street, San Francisco, CA, 94108-4702.

JEREMY JAMES HOOVER has worked at CHARLES SCHWAB & CO., INC. since January 11, 2001

Disclosure History

JEREMY JAMES HOOVER has 1 Disclosure Event(s).

Date: February 08, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION WITH REGARDS TO THE PURCHASE OF THE SCHWAB YIELD PLUS FUND PURCHASED IN APRIL 2003.
Damage Amount Requested: $50,000.00
Settlement Amount: $7,565.00
Broker Comment: THE FIRM SETTLED THE CLAIMS TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JEREMY JAMES HOOVER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.