JEREMY PAUL KELLEY is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 15 N NACHES AVE, YAKIMA, WA, 98901.
JEREMY PAUL KELLEY has worked at THRIVENT INVESTMENT MANAGEMENT INC. since November 17, 2014
Disclosure History
JEREMY PAUL KELLEY has 14 Disclosure Event(s).
Date: July 11, 2017 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: July 11, 2017 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: June 19, 2017 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: June 09, 2017 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
Date: November 28, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
Date: August 31, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
Date: August 31, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
Date: February 18, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
Date: February 13, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
Date: April 15, 2015 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
Date: April 15, 2015 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
Date: December 31, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
Date: December 26, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
Date: November 28, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: Lost job with the County. and got into financial industry. Sought advise and was told that as long as it was not a bankruptcy I could do debt settlement without needing disclosures. I informed my supervisor of debt consolidation prior to being hired.
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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