JEREMY PAUL is currently employed as a Broker and/or Investment Adviser at BLUESKY INVESTMENT MANAGEMENT, LLC located at 2255 Glades Rd., Boca Raton, FL, 33431.
JEREMY PAUL has worked at BLUESKY INVESTMENT MANAGEMENT, LLC since October 24, 2017
JEREMY PAUL is also currently employed as a Broker and/or Investment Adviser at RLP WEALTH ADVISORS, LLC located at 215 EAST RIDGEWOOD AVESUITE 205, RIDGEWOOD, NJ, 07450 since January 01, 1970
JEREMY PAUL is also currently employed as a Broker and/or Investment Adviser at PURSHE KAPLAN STERLING INVESTMENTS located at 18 CORPORATE WOODS BLVD, ALBANY, NY, 12211 since January 01, 1970
JEREMY PAUL has 3 Disclosure Event(s).
Date: February 28, 2007 Category: Customer Dispute Allegations: CLIENT ALLEGES REPRESENTATIVE FAILED TO FOLLOW INSTRUCTIONS TO LIQUIDATE ACCOUNT IN A TIMELY MANNER. Damage Amount Requested: $13,000.00 Settlement Amount: $9,900.00 Broker Comment: MR. PAUL WAS UNREACHABLE ABOARD AN AIRPLANE FLIGHT AND INTERNAL OFFICE CONTROLS DID NOT PERMIT LIQUIDATIONS ABOVE CERTAIN THRESHOLD AMOUNTS. MR. PAUL AND CLIENT RESOLVED MATTER AMICABLY BY MAKING THE CLIENT WHOLE. CLIENT CONTINUED TO WORK WITH MR. PAUL AFTER RESOLUTION.
Date: April 26, 2005 Category: Customer Dispute Allegations: CLIENT BELIEVES THAT JEREMY PAUL MISHANDLED HER BROKERAGE ACCOUNTS AND THAT THERE WERE UNAUTHORIZED TRADES DONE IN HER ACCOUNT. CLIENT ALSO ALLEGES THEY WERE UNSUITABLE TRADES MISREPRESENTING THE TRUE NATURE OF THE INVESTMENT RISKS WITH RESPECT TO THER PERSONAL SITUATION. Damage Amount Requested: $62,699.87 Broker Comment: A BROKER / DEALER REVIEW FOUND THAT ALL TRANSACTIONS WERE EXPRESSLY AUTHORIZED BY THE CLIENT AND ALL TRANSACTIONS WERE DETERMINED TO BE SUITABLE, CONSISTENT WITH THE CLIENT'S GOALS AND RISK TOLERANCE. IN ADDITION, ALL TRANSACTIONS WERE TO COVER CLIENT LIQUIDITY NEEDS AND/OR TO REDUCE PORTFOLIO RISK
Date: July 21, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES SUITABILTY. Damage Amount Requested: $1,200,000.00 Broker Comment: **JEREMY PAUL WAS NOT NAMED IN NASD ARBITRATION #03-05965**THE ALLEGATIONS OF [CUSTOMER] ARE COMPLETELY FALSE AND WITHOUT ANY MERIT. I EXPECT TO BE COMPLETELY ABSOLVED OF ANY CLAIM OF WRONGDOING.
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