JEREMY MICHAEL REMILY

JEREMY MICHAEL REMILY is currently employed as a Broker and/or Investment Adviser at CAPITAL FINANCIAL SERVICES, INC. located at 319 11th St. N, Wahpeton, ND, 58075.

JEREMY MICHAEL REMILY has worked at CAPITAL FINANCIAL SERVICES, INC. since December 08, 2015

Disclosure History

JEREMY MICHAEL REMILY has 1 Disclosure Event(s).

Date: October 15, 2004
Category: Criminal
Charges: 1)ISSUING CHECK OR DRAFT WITHOUT SUFFICIENT FUNDS 2)A CLASS B MISDEMEANOR 3) PLEAD GUILTY Charge Type: MISDEMEANOR
Disposition: A.) CONVICTEDB.) OCTOBER 15, 2004C.) IMPOSITION OF SENTENCE DEFERRED D.) UNSUPERVISED PROBATION FOR A PERIOD OF 1 YEAR FROM THE DATE OF THE ORDER DEFERRING IMPOSITION OF SENTENCE.E.) 12:00 NOON ON THE 15TH DAY OF OCTOBER, 2004.F.) RESTITUTION IN THE AMOUNT OF $13,293.34, NSF COSTS/COUNTY $200.00, CRIMINAL ADMINISTRATION FEE $100.00, DEFENSE/FACILITY ADMIN FEE $100.00 AND VICTIM-WITNESS FEE $25.00.G.) OCTOBER 15, 2004.NOVEMBER 16TH, 2005 UNDER RULE 32, NORTH DAKOTA RULES OF CRIMINAL PROCEDURE, THIS CASE WILL NOW BE DISMISSED.
Broker Comment: THE CRIMINAL CHARGE, IN QUESTION, INVOLVED TWO CREDITORS OF THE BUSINESS THAT ULTIMATELY RECEIVED CHECKS PAYABLE ON THE COMPANY ACCOUNT, BUT ACTUALLY SIGNED BY THE BOOKEEPER FOR THE BUSINESS, LORI MENNIS. THE PROSECUTOR WAS OF THE VIEW THAT ALTHOUGH I DID NOT SIGN THE CHECKS, I AUTHORIZED THEM, AND THEREFORE WAS CRIMINALLY RESPONSIBLE FOR THEM WHEN THEY WERE RETURNED WITHOUT SUFFICIENT FUNDS. IT TURNS OUT THAT I WAS NOT EVEN PRESENT IN LISBON, ND WHEN THE CHECKS WERE ISSUED, SIGNED BY THE BOOKEEPER AND PRESENTED (I PRODUCED 2 AFFIDAVITS THAT WERE USED TO CONFIRM MY WHERE ABOUTS). THE NSF CHARGE, IS A CLASS B MISDEMEANOR WHICH IN ESSENCE IS A STRICT LIABILTY CRIME. HAVING SOLD MY BUSINESS AND MAKING RESTITUITION, THE COURT DEFERRED IMPOSING A SENTENCE FOR A PERIOD OF 12 MONTHS AND THE CASE HAS BEEN DISMISSED AND THE FILE SEALED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JEREMY MICHAEL REMILY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.