JERI FRIED COHEN

JERI FRIED COHEN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 200 MAIN STREET, MADISON, NJ, 07940.

JERI FRIED COHEN has worked at WELLS FARGO CLEARING SERVICES, LLC since March 28, 2008

Disclosure History

JERI FRIED COHEN has 1 Disclosure Event(s).

Date: October 03, 2011
Category: Customer Dispute
Allegations: CLIENT CLAIMED THAT FINANCIAL ADVISOR INVESTED IN AN ALLEGEDLY UNSUITABLE INVESTMENT IN FEBRUARY 2006.
Damage Amount Requested: $29,114.00
Settlement Amount: $14,999.00
Broker Comment: THE COMPLAINT WAS SETTLED BY MORGAN STANLEY WITHOUT MY KNOWLEDGE OR CONSENT. I VEHEMENTLY DENY ALL ALLEGATIONS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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