JERMAINE THOMAS

JERMAINE THOMAS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 2783 LEGENDS PARKWAY, PRATTVILLE, AL, 36066.

JERMAINE THOMAS has worked at WELLS FARGO CLEARING SERVICES, LLC since September 28, 2016

Disclosure History

JERMAINE THOMAS has 3 Disclosure Event(s).

Date: November 21, 2017
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: The chapter 7 has been updated and discharged on 3/01/2018.

Date: July 07, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $3,332.82
Judgment/Lien Type: Civil
Broker Comment: My arrears were agreed to be paid off through extra funds to be taken out of my pay. I don't know if it is outstanding as they take amounts out every pay check.

Date: November 01, 2012
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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