JEROME MARKS DATTEL is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at #3 SANCTUARY BLVD, SUITE 102, MANDEVILLE, LA, 70471.
JEROME MARKS DATTEL has worked at RAYMOND JAMES & ASSOCIATES, INC. since February 13, 2013
Disclosure History
JEROME MARKS DATTEL has 2 Disclosure Event(s).
Date: July 27, 2009 Category: Customer Dispute Allegations: CLAIM ALLEGES MISREPRESENTATION AND UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED BETWEEN 2002 - 2004." Damage Amount Requested: $35,402.00
Date: April 23, 1987 Category: Customer Dispute Allegations: SUIT ALLEGES VIOLATIONS BY DREXEL BURNHAM,[THIRD PARTY] AND DATTEL OF 29 U.S.C. SECTION 1101, SECTION 12(2) OF THESECURITIES ACT OF 1933, THE LOUISIANA SECURITIES LAW, BREACH OFFIDUCIARY DUTY, AND LA CIVIL CODE OF ARTICLES 2315, 2316, 23172320 AND 2324. PLAINTIFFS CLAIMED DAMAGES IN EXCESS OF$690,000.00. Damage Amount Requested: $690,000.00 Settlement Amount: $15,000.00 Broker Comment: CLAIMS ASSERTED AGAINST DATTEL WERE VOLUNTARILYWITHDRAWN BY PLAINTIFFS. HE WAS RELEASED AND FOREVERDISCHARGED FROM ANY ACTIONS, CLAIMS, OR LIABILITIES IN THEMATTER. (REFERENCE PAGES 2 & 3 OF ATTACHED RELEASE ANDSETTLEMENT AGREEMENT DATED 11/10/87). CASE WAS SETTLED FOR$15,000.00, PAID ENTIRELY BY DREXEL BURNHAM LAMBERT.AS MR. DATTEL WAS NOT THE BROKER OF RECORD ON [CUSTOMER'S] ACCOUNT AND HAD NEVER PLACED A TRADE FOR THEACCOUNT, PLAINTIFFS VOLUNTARILY WITHDREW ALL CLAIMS AGAINST MR.DATTEL IN THIS MATTER. CONSEQUENTLY, MR. DATTEL MADE NOCONTRIBUTION TOWARDS THE SETTLEMENT IN THIS MATTER.***MR. DATTEL WASN'T A PARTY TO THIS SETTLEMENT. THIS ITEM WAS ACHIVED AND WAS MADE PUBLIC IN ERROR.***
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