JEROME MARK JACOBS

JEROME MARK JACOBS is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 10205 Westheimer, Suite 500, Houston, TX, 77042.

JEROME MARK JACOBS has worked at CALTON & ASSOCIATES, INC. since November 10, 2017

Disclosure History

JEROME MARK JACOBS has 2 Disclosure Event(s).

Date: May 22, 2015
Category: Customer Dispute
Allegations: CLIENT UNHAPPY WITH 1035 EXCHANGE IN 2013
Damage Amount Requested: $30,496.59

Date: November 29, 2012
Category: Customer Dispute
Allegations: CLIENT UNHAPPY WITH PERFORMANCE OF VUL PURCHASED IN 1997.
Damage Amount Requested: $9,087.75

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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