JEROME RICHARD JONES

JEROME RICHARD JONES is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 400 N Woodlawn St Ste 16A, WICHITA, KS, 67208.

JEROME RICHARD JONES has worked at LPL FINANCIAL LLC since February 14, 2018

Disclosure History

JEROME RICHARD JONES has 4 Disclosure Event(s).

Date: November 18, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $6,348.38
Judgment/Lien Type: Tax
Broker Comment: I have a monthly installment plan of $2500.00 deducted every 21st of each month from my checking account.

Date: September 23, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $40,730.85
Judgment/Lien Type: Tax
Broker Comment: I have a monthly installment plan of $2500.00 deducted every 21st of each month from my checking account.

Date: August 16, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $13,905.31
Judgment/Lien Type: Tax
Broker Comment: I have a monthly installment plan of $2500.00 deducted every 21st of each month from my checking account.

Date: December 23, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $34,780.82
Judgment/Lien Type: Tax
Broker Comment: I have a monthly installment plan of $2500.00 deducted every 21st of each month from my checking account.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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