JEROME JOHN MURPHY is currently employed as a Broker and/or Investment Adviser at FSC SECURITIES CORPORATION located at THE LEGACY ONE GROUP, 2404 S GRAND PLAZA, STE 205, PEARLAND, TX, 77581.
JEROME JOHN MURPHY has worked at FSC SECURITIES CORPORATION since May 01, 2006
Disclosure History
JEROME JOHN MURPHY has 1 Disclosure Event(s).
Date: May 19, 2014 Category: Customer Dispute Allegations: THAT MURPHY WAS A CONTROL PERSON OF FSC AND FSC DID NOT PREVENT SECURITY LAW VIOLATION BY ONE OR MORE REPRESENTATIVES. Damage Amount Requested: $1,453,649.00 Damages Granted: $4.00 Broker Comment: BY 2 TO 1 ARBITRATOR DECISION IN A $1.45 MILLION CLAIM, THE TWO MAJORITY PANELISTS ASSESSED A $4 AWARD AGAINST ME -- $1 TO EACH OF THE FOUR CLAIMANTS. I NEVER HAD ANY CONTACT WITH EITHER THE FSC REPRESENTATIVE ALLEGEDLY INVOLVED OR ANY OF THE CLAIMANTS. I WAS NOT IN THE LINE OF SUPERVISION OF THE REPRESENTATIVE. I WAS ALLEGED TO BE A CONTROL PERSON OF FSC, AND THAT IS THE APPARENT BASIS FOR THIS NONSENSICAL AWARD.
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