JEROME ANTHONY TIMMERMANN is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 205 N MAIN, SUITE 260, BREESE, IL, 62230.
JEROME ANTHONY TIMMERMANN has worked at NYLIFE SECURITIES LLC since September 21, 1983
Disclosure History
JEROME ANTHONY TIMMERMANN has 2 Disclosure Event(s).
Date: June 11, 2012 Category: Customer Dispute Allegations: WITH REGARD TO THE PURCHASE OF A VARIABLE UNIVERSAL LIFE INSURANCE POLICY IN FEBRUARY 2003, THE CUSTOMER ALLEGES THAT THE INSURANCE POLICY WAS MISREPRESENTED AS A LEVEL STREAM OF INCOME AND THE SURRENDER CHARGES WAS NOT DISCLOSED. Damage Amount Requested: $7,500.00 Settlement Amount: $7,378.17 Broker Comment: THE COMPANY FOUND NO WRONG DOING ON THE PART OF MR. TIMMERMANN RELATED TO THIS COMPLAINT AND EXTENDED AN OFFER IN THE INTEREST OF CUSTOMER RELATIONS ONLY.
Date: April 19, 2007 Category: Regulatory Initiated By: ILLINOIS Allegations: MATERIAL MISREPRESENTATION & UNETHICAL CONDUCT> NEITHER ADMIT OR DENY Resolution: Order SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $22,000.00 Sanction Details: FINE & COSTS OF INVESTIGATION
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