JERROLD JAY HOFFMAN is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 220 Forbes Rd, Ste 204, Braintree, MA, 02184-2712.
JERROLD JAY HOFFMAN has worked at AMERIPRISE FINANCIAL SERVICES, INC. since November 22, 1989
Disclosure History
JERROLD JAY HOFFMAN has 1 Disclosure Event(s).
Date: August 23, 2005 Category: Customer Dispute Allegations: THE CLIENT ALLEGED I RECOMMENDED UNSUITABLE INVESTMENTS IN 2002 AND 2003. Damage Amount Requested: $5,700.00 Broker Comment: WE FOUND THE MUTUAL FUND AND NQ ANNUITY RECOMMENDATIONS MET THE CLIENT'S INVESTMENT GOALS AND OBJECTIVES. THE CLIENT MET MULTIPLE TIMES WITH THE ADVISOR AND SIGNED APPLICATIONS AND DISCLOSURE FORMS ACKNOWLEDGING HER UNDERSTANDING OF THE INVESTMENTS
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