JERRY HONG is currently employed as a Broker and/or Investment Adviser at D.A. DAVIDSON & CO. located at 3446 MERLIN DRIVE, IDAHO FALLS, ID, 83404.
JERRY HONG has worked at D.A. DAVIDSON & CO. since May 28, 2008
Disclosure History
JERRY HONG has 1 Disclosure Event(s).
Date: March 23, 2015 Category: Customer Dispute Allegations: CLAIMANT ALLEGES FUND RECOMMENDATIONS MADE BY THE RR FROM 5/21/2013 TO 2/11/2015 WERE UNSUITABLE BASED ON A CONSERVATIVE GROWTH OBJECTIVE FOR THE INVESTED FUNDS, AND ALLEGE THAT THE RR'S RECOMMENDATIONS RESULTED IN EXPOSURE TO RISK. Damage Amount Requested: $28,000.00 Settlement Amount: $20,100.00 Broker Comment: PAPERWORK ON FILE INDICATES OBJECTIVES OF INCOME AND GROWTH WITH MODERATE RISK TOLERANCE. CLAIMANT ALLEGES LOSSES OF APPROXIMATELY $28,000. REALIZED LOSSES WERE APPROXIMATELY $3,167 AND UNREALIZED LOSSES AT THE TIME CLAIMANT TRANSFERRED THE ACCOUNT WERE APPROXIMATELY $20,968. WITHOUT ADMISSION OF LIABILITY, THE FIRM CHOSE TO SETTLE THE MATTER WITH THE CLAIMANT FOR $20,100 WHICH ACCOUNTS FOR INCOME RECEIVED ON THE FUNDS OVER THE HOLDING PERIOD. THE RR PERSONALLY CONTRIBUTED TO THE SETTLEMENT.
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