JESSE JAMES TRAVIS is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 14855 Blanco Rd., Ste 106, San Antonio, TX, 78216.
JESSE JAMES TRAVIS has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since April 28, 2016
Disclosure History
JESSE JAMES TRAVIS has 4 Disclosure Event(s).
Date: February 26, 2016 Category: Financial Type: Compromise Disposition: Direct Payment Procedure Broker Comment: Credit card charges were made by family members under auspice of repayment. Family member defaulted on agreement and did not pay charges back. After multiple attempts to transfer debt into his name were unsuccessful an agreement was reached with creditor to pay balance and waive fees/late charges.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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