JESSE H WADE is currently employed as a Broker and/or Investment Adviser at CAPITOL SECURITIES MANAGEMENT, INC. located at 335 EAST CHURCH STREET, MARTINSVILLE, VA, 24112.
JESSE H WADE has worked at CAPITOL SECURITIES MANAGEMENT, INC. since March 24, 2011
Disclosure History
JESSE H WADE has 2 Disclosure Event(s).
Date: October 12, 2016 Category: Judgment / Lien Judgment/Lien Amount: $42,696.49 Judgment/Lien Type: Tax Broker Comment: Lien has been resolved however not discharged. Amended returns were filed, but the IRS states to my tax lawyer,[Third Party], that it would take them several months to apply the credit from the 2013-2014 amended returns to the current lien.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JESSE H WADE, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.