JESSE H WADE is currently employed as a Broker and/or Investment Adviser at CAPITOL SECURITIES MANAGEMENT, INC. located at 335 EAST CHURCH STREET, MARTINSVILLE, VA, 24112.

JESSE H WADE has worked at CAPITOL SECURITIES MANAGEMENT, INC. since March 24, 2011

Disclosure History

JESSE H WADE has 2 Disclosure Event(s).

Date: October 12, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $42,696.49
Judgment/Lien Type: Tax
Broker Comment: Lien has been resolved however not discharged. Amended returns were filed, but the IRS states to my tax lawyer,[Third Party], that it would take them several months to apply the credit from the 2013-2014 amended returns to the current lien.

Date: May 09, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $20,560.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JESSE H WADE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.