JESSICA THUY NGUYEN

JESSICA THUY NGUYEN is currently employed as a Broker and/or Investment Adviser at PARNASSUS FUNDS DISTRIBUTOR located at 1 MARKET STREET, SUITE #1600, SAN FRANCISCO, CA, 94105.

JESSICA THUY NGUYEN has worked at PARNASSUS FUNDS DISTRIBUTOR since July 21, 2011

Disclosure History

JESSICA THUY NGUYEN has 2 Disclosure Event(s).

Date: November 01, 2008
Category: Financial
Type: Compromise
Disposition: CHARGED OFF BY CREDITOR

Date: September 01, 2008
Category: Judgment / Lien
Judgment/Lien Amount: $4,325.00
Judgment/Lien Type: Civil
Broker Comment: I DID NOT KNOW ABOUT THIS UNTIL I OBTAINED MY CREDIT REPORT RECENTLY. I DID NOT RECEIVE ANY FORM OF SERVICE OF PROCESS FOR THIS ACTION. I AM HOPING TO RESOLVE THIS MATTER SOON.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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