JIAHONG YAN

JIAHONG YAN is currently employed as a Broker and/or Investment Adviser at COASTAL EQUITIES, INC. located at 626 RexCorp Plaza, Jericho, NY, 11556.

JIAHONG YAN has worked at COASTAL EQUITIES, INC. since January 09, 2018

Disclosure History

JIAHONG YAN has 1 Disclosure Event(s).

Date: December 01, 2017
Category: Employment Separation After Allegations
Firm Name: Securities America, Inc.
Termination Type: Permitted to Resign
Allegations: The representative was permitted to resign after refusing to sign a Letter of Caution issued to her by the Firm for violating the Firm's policies and procedures related to foreign accounts and the submission of accurate client information.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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