Jill S Kwikkel

Jill S Kwikkel is currently employed as a Broker and/or Investment Adviser at CUNA BROKERAGE SERVICES, INC. located at 2000 HERITAGE WAY, WAVERLY, IA, 50677.

Jill S Kwikkel has worked at CUNA BROKERAGE SERVICES, INC. since March 04, 2016

Disclosure History

Jill S Kwikkel has 3 Disclosure Event(s).

Date: May 08, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $7,088.02
Judgment/Lien Type: Civil
Broker Comment: I had an accident and was disabled for a number of months which reduced our income. This caused us to become delinquent on some bills. I have been making monthly payments since 10/15/15 to pay this off.

Date: January 31, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: In June of 2012, I had an accident which required two surgeries and put me into the hospital for 5 days. I had broken my leg severely. At the time I was employed as an Assistant Manager at maurices, a retail clothing store and due to my injury, was unable to be on my feet as required in that job. I was out on family medical leave from June 24 until I started my job at CUNA on 11/12/12. I was receiving 60% of my base salary for those 5 months. While employed at maurices, I was getting monthly bonuses, so the reduction in my salary and no bonuses, put us into a real financial bind. We had a hard time meeting any of our obligations, so some we put some payments on the back burner. It took us over a year to get to a point where we could start to pay on those obligations.

Date: December 01, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $1,242.12
Judgment/Lien Type: Civil
Broker Comment: I had an accident and was disabled for a number of months which reduced our income. This caused us to become delinquent on some bills. I have been making monthly payments since 1/13/15 to pay this off.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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