JIMMIE MCCOY is currently employed as a Broker and/or Investment Adviser at ROYAL ALLIANCE ASSOCIATES, INC. located at 1700 UPS DRIVE, SUITE 101, LOUISVILLE, KY, 40223-4046.
JIMMIE MCCOY has worked at ROYAL ALLIANCE ASSOCIATES, INC. since January 31, 1997
Disclosure History
JIMMIE MCCOY has 1 Disclosure Event(s).
Date: July 24, 1998 Category: Customer Dispute Allegations: OMISSION OF MATERIALS FACT. BREACH OFFIDUCIARY DUTY. VIOLATON OF STATE STATUTES: KRS 293.320 AND292.480 DAMAGES: $64,352.07. Damage Amount Requested: $64,352.07 Settlement Amount: $5,000.00 Broker Comment: NOT PROVIDEDTHE ABOVE COMPLAINT IS WITHOUT MERIT. THEQUESTION INVOLVED IS THE DEATH BENEFIT OF A VARIABLE ANNUITYWILL BE PAID. THE OWNER PARTICIPANTS OF THE ANNUITY IS HUSBAND& WIFE JOINTLY. THE HUSBAND PASSED AWAY ANDTHE INSURANCE COMPANY SAYS THE JOINT OWN & THE WIFE, HAS NO RIGHTS TO THE DEATH BENEFIT AS A JOINT OWNED.THE INS SAYS THE DEATH BENEFIT IS PAID OUT TO THE BENEFICIARYTO ALL CHILDREN SHARE & SHARE ALIKE. THERE WAS NO OMISSION OFFACT NOR A BREACH OF FIDUCIARY DUTY.
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