JIMMIE DARREL SUMMERS is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 4255 SOUTH PEORIA, TULSA, OK, 74105.
JIMMIE DARREL SUMMERS has worked at CETERA INVESTMENT SERVICES LLC since December 01, 2017
JIMMIE DARREL SUMMERS has 2 Disclosure Event(s).
Date: January 26, 2009 Category: Customer Dispute Allegations: CLIENT CLAIMS THE TRANSFER OF HER MONEY FROM HARTFORD V/A TO PACIFIC LIFE V/A WAS UNSUITABLE. REP SAYS HE EXPLAINED AND THE CLIENT AGREED WITH THE TRANSFER. THE TRANSFER TO PACIFIC LIFE GAVE THE CLIENT A GREATER INCOME GUARANTEE AND THE PENALTIES ON THE HARTFORD V/A WERE PAID FOR BY A BONUS TO THE CLIENT'S ANNUITY ACCOUNT FROM PACIFIC LIFE. Damage Amount Requested: $43,990.57
Date: December 23, 2008 Category: Customer Dispute Allegations: CLIENT CLAIMS BROKER DID NOT FOLLOW INSTRUCTIONS WHEN INVESTMENT WAS MADE. CLIENT CLAIMS HE INFORMED BROKER HE WANTED HIS PRINCIPAL GUARANTEED AND RECEIVE AN ANNUAL FIXED INTEREST RATE. CLIENT CLAIMS BROKER TOLD HIM THE INVESTMENT WAS FDIC INSURED AND HE COULD TAKE OUT HIS MONEY ANY TIME HE WANTED WITHOUT PENALTY. BROKER CLAIMS HE NEVER SAID THIS ABOUT THE ANNUITY. BROKER SAID THEY TALKED ABOUT HIS CDS IN THE BANK AND THOSE WERE INSURED AND THEY COULD BE WITHDRAWN WITHOUT PENALTY. BROKER CLAIMS THE ANNUITY WAS DISCUSSED IN DETAIL BEFORE AND AFTER INVESTMENT WAS PURCHASED AND CLIENT WAS HAPPY UNTIL THE MARKET STARTED TO DECLINE. Damage Amount Requested: $5,000.00
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