JIMMY SHANNON FORBIS is currently employed as a Broker and/or Investment Adviser at LINCOLN INVESTMENT located at 1400 West Lagoon Avenue, SUITE 1200-1204, Gulf Shores, AL, 36542.
JIMMY SHANNON FORBIS has worked at LINCOLN INVESTMENT since June 01, 2012
Disclosure History
JIMMY SHANNON FORBIS has 2 Disclosure Event(s).
Date: September 20, 2016 Category: Customer Dispute Allegations: Spouse of client contacted the SEC Office of Investor Education and Advocacy alleging that the advisor stole money and conducted unauthorized activity in her husband's account.
Date: July 18, 2008 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT MR. FORBIS OVER CHARGED, OR CAUSED THE CLIENT TO BE SUBSEQUENTLY OVER CHARGED, FEES AND COMMISSIONS. Damage Amount Requested: $94,000.00 Settlement Amount: $20,000.00
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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