JIMMY LEONG

JIMMY LEONG is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 629 RTE 18, EAST BRUNSWICK, NJ, 08816.

JIMMY LEONG has worked at J.P. MORGAN SECURITIES LLC since October 01, 2012

Disclosure History

JIMMY LEONG has 2 Disclosure Event(s).

Date: July 23, 2013
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION AND SUITABILITY REGARDING MANAGED ACCOUNTS. ACTIVITY DATES 04/23/2013 TO 04/23/2013.
Damage Amount Requested: $7,359.62
Settlement Amount: $7,198.20

Date: March 08, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES FAILURE TO FOLLOW INSTRUCTIONS.
Damage Amount Requested: $10,000.00
Settlement Amount: $10,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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