JOACHIM FRANZ-GOTTHARD WIRTH

JOACHIM FRANZ-GOTTHARD WIRTH is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5811 E. SHORELINE DRIVE, POST FALLS, ID, 83854.

JOACHIM FRANZ-GOTTHARD WIRTH has worked at LPL FINANCIAL LLC since May 06, 2009

Disclosure History

JOACHIM FRANZ-GOTTHARD WIRTH has 1 Disclosure Event(s).

Date: July 24, 1996
Category: Customer Dispute
Allegations: CLIENT INQUIRES ABOUT THE PERFORMANCE OF HERACCOUNT.
Settlement Amount: $16,758.62
Broker Comment: PAINEWEBBER SETTLED THE MATTER FOR $16,758.62Not Provided

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

OTHER BROKERS IN ID WITH DISCLOSURE EVENTS

To view the full report for JOACHIM FRANZ-GOTTHARD WIRTH, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.

BrokerSearch Removal