JOAN CAMARILLO

JOAN CAMARILLO is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 10960 WILSHIRE BLVD., SUITE 2000, LOS ANGELES, CA, 90024.

JOAN CAMARILLO has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

JOAN CAMARILLO has 2 Disclosure Event(s).

Date: February 16, 2000
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT HIS INSTRUCTIONS TO SELL A STOCK WERE NOT FOLLOWED. (DECEMBER 1999)
Damage Amount Requested: $22,000.00

Date: February 23, 1994
Category: Judgment / Lien
Judgment/Lien Amount: $1,083.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOAN CAMARILLO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.