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JOAN TOZER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 3700 STATE ST STE 230, SANTA BARBARA, CA, 93105.
JOAN TOZER has worked at CETERA ADVISOR NETWORKS LLC since August 13, 2008
JOAN TOZER has 1 Disclosure Event(s).
Date: November 03, 2009All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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