JOAN SUSAN WEISS is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL ADVISORS CORPORATION located at 4250 EXECUTIVE SQUARE, SUITE 700, LA JOLLA, CA, 92037.
JOAN SUSAN WEISS has worked at LINCOLN FINANCIAL ADVISORS CORPORATION since June 01, 1998
Disclosure History
JOAN SUSAN WEISS has 1 Disclosure Event(s).
Date: January 26, 2009 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE THE REPRESENTATIVE ENGAGED IN EXCESSIVE AND UNSUITABLE UNATHORIZED TRANSACTIONS REGARDING THEIR MANAGED ASSET ACCOUNT INVESTMENTS AND FAILED TO FULLY DISCLOSE THE RISKS ASSOCIATED WITH SECURITIES PURCHASED IN JUNE 2008. Settlement Amount: $450,000.00 09-00315
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