JOANN EFSAIF STOLTZ is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 434 W ARROW HWY, STE 100A, CLAREMONT, CA, 91711.
JOANN EFSAIF STOLTZ has worked at PFS INVESTMENTS INC. since December 06, 1996
Disclosure History
JOANN EFSAIF STOLTZ has 1 Disclosure Event(s).
Date: January 24, 2000 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT WHEN FILLING OUT THE IRA TRANSFER FORMS FOR ONE OF OUR TRANSACTIONS DID 8/11/99, I INADVERTENTLY CAUSED THE LIQUIDATION OF HER ENTIRE IRA ACCT. WHICH JEOPARDIZED HER STOCK POSITION WITHIN THE ACCT. ON 9-14-99 WHEN THE FUNDS TRANSFERRED I DISCOVERED THE STOCK HAD BEEN LIQUIDATED AND REPORTED THIS TO MY HOME OFFICE IMMEDIATELY. Damage Amount Requested: $91,633.00 Settlement Amount: $91,633.00
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