JOANNA C HALBRITTER

JOANNA C HALBRITTER is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 2096 GAITHER RD, STE 200-E, ROCKVILLE, MD, 20850.

JOANNA C HALBRITTER has worked at PFS INVESTMENTS INC. since June 28, 2013

Disclosure History

JOANNA C HALBRITTER has 2 Disclosure Event(s).

Date: January 15, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $3,495.78
Judgment/Lien Type: Civil
Broker Comment: I NEVER IN MY LIFE HAD A JUDGMENT OR ANY OF THESE, I DID NOT KNOW THIS WAS A JUDGMENT WHEN I UPDATED MY U4. I SHOULD OF ASKED.

Date: January 05, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $7,688.04
Judgment/Lien Type: Civil
Broker Comment: DUE TO SEPARATIONS I DEFAULTED IN MY OBLIGATONS, I EXPLAINED TO THE JUDGE MY SITUATION AND THE JUDGE TOLD ME I DON'T HAVE TO PAY IF I CAN'T. I'M A SINGLE MOTHER OF 4 AND LIMITED INCOME FOR NOW.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOANNA C HALBRITTER, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.