JOANNA I LARACUENTE

JOANNA I LARACUENTE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 25 N COURT ST, FREDERICK, MD, 21701.

JOANNA I LARACUENTE has worked at LPL FINANCIAL LLC since April 27, 2018

Disclosure History

JOANNA I LARACUENTE has 1 Disclosure Event(s).

Date: June 02, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: My husband and I were a young married couple, who had just bought our first home just 3 years prior when I became critically ill. I almost lost my life several times and my medical care took us to numerous out of state hospitals. The travel and costly treatments, depleted our financial resources, to the point that realized that to gain back my life we had to be willing to give up all we had.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOANNA I LARACUENTE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.