JOANNA MARIE SHATLEY

JOANNA MARIE SHATLEY is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 270 Park Avenue, 16th Floor, New York, NY, 10017.

JOANNA MARIE SHATLEY has worked at J.P. MORGAN SECURITIES LLC since August 12, 2013

Disclosure History

JOANNA MARIE SHATLEY has 1 Disclosure Event(s).

Date: April 02, 1998
Category: Criminal
Charges: BAD CHECK < $1000
Disposition: Dismissed
Broker Comment: CHECK WRITTEN AT CLOSING OF A STORE. UNABLE TO CONTACT THEM NOR DID THEY CONTACT ME AT ADDRESS GIVEN ON CHECK. I WAS UNAWARE OF CHARGE UNTIL STOPPED FOR SPEEDING. CHECK PAID AND RESOLVED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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