JOCELYN SERVIGNAT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7180 SW FIR LOOP STE 200, TIGARD, OR, 97223-8023.
JOCELYN SERVIGNAT has worked at LPL FINANCIAL LLC since June 11, 2010
Disclosure History
JOCELYN SERVIGNAT has 1 Disclosure Event(s).
Date: October 04, 2010 Category: Customer Dispute Allegations: CUSTOMERS ARE DISAPPOINTED WITH MARKET PERFORMANCE AND BELIEVE THAT MANAGEMENT WAS LACKING, SPECIFICALLY WITH RESPECT TO COMMUNICATION, SUPERVISION, PERFORMANCE COMPARISONS, INVESTMENT ALLOCATIONS AND STRATEGY OVER THE 2008-2010 TIME PERIOD. CUSTOMERS SEEK RECOVERY OF BETWEEN $150,000 AND $175,000. REPRESENTATIVE DENIES ALL ALLEGATIONS, AND MAINTAINS THAT HE ROUTINELY PROVIDED THEM WITH COMPLETE AND ACCURATE INFORMATION CONCERNING ALL ASPECTS OF THEIR INVESTMENTS OVER THE COURSE OF THEIR RELATIONSHIP, AND THAT HE PROVIDED THEM WITH SUITABLE AND APPROPRIATE INVESTMENT RECOMMENDATIONS, GIVEN THEIR GOALS, NEEDS, OBJECTIVES, AND RISK TOLERANCE INFORMATION AS THEY MADE THAT INFORMATION KNOWN TO HIM. Damage Amount Requested: $150,000.00 Broker Comment: CUSTOMER COMPLAINT NEVER INVOLVED [THIRD PARTY] ONLY [CUSTOMER] FILED THE COMPLAINT ON 10/4/10.
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