JODI LYNN PARSONS

JODI LYNN PARSONS is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 645 LAUREL BRANCH ROAD, CLEAR FORK, WV, 24822.

JODI LYNN PARSONS has worked at NYLIFE SECURITIES LLC since August 27, 1997

Disclosure History

JODI LYNN PARSONS has 1 Disclosure Event(s).

Date: October 23, 2000
Category: Customer Dispute
Allegations: WITH REGARD TO HER PURCHASE OF A VARIABLE ANNUITY, THE CUSTOMER ALLEGES THAT I TOLD HER THAT THE COMPANY "COULD OFFER HER 9% INTEREST ON HER MONEY JUST LIKE THE CERTIFICATE OF DEPOSIT (SHE) WAS CONSIDERING (AT) 7%," AND THAT HER "CAPITAL WILL BE GUARANTEED JUST AS IF IT WERE IN THE BANK." THE CUSTOMER REQUESTS A REFUND OF HER INVESTMENT PLUS 7% INTEREST.
Damage Amount Requested: $20,000.00
Broker Comment: UPON REVIEW OF POLICY RECORDS AND DATA, NEW YORK LIFE DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE CUSTOMER'S CLAIMS. NO OFFER OF COMPENSATION WAS MADE TO THE CUSTOMER.

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