JODY LYNN NIESEN

JODY LYNN NIESEN is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 1114 BROADWAY ST STE 1, ALEXANDRIA, MN, 56308-2500.

JODY LYNN NIESEN has worked at ALLSTATE FINANCIAL SERVICES, LLC since March 10, 2014

Disclosure History

JODY LYNN NIESEN has 2 Disclosure Event(s).

Date: June 08, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $4,517.00
Judgment/Lien Type: Civil

Date: August 15, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $7,696.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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