JOE LUKE CUTURILO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 14 WEST BURLINGTON AVE STE 14, LAGRANGE, IL, 60525.
JOE LUKE CUTURILO has worked at LPL FINANCIAL LLC since December 08, 2010
JOE LUKE CUTURILO has 4 Disclosure Event(s).
Date: March 02, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES SUITABILITY RELATING TO A UIT INVESTMENT. Damage Amount Requested: $93,320.63 Settlement Amount: $32,500.00
Date: December 02, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION RELATING TO A UIT. ACTIVITY DATES 01/22/07-01/22/07. Damage Amount Requested: $85,428.00
Date: September 07, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABILITY AND UNAUTHORIZED TRANSACTIONS IN CONNECTION WITH THE SALE OF UNIT INVESTMENT TRUST. Damage Amount Requested: $7,961.41
Date: January 10, 2003 Category: Customer Dispute Allegations: THE CLIENTS ALLEGED THAT THEY WERE INVESTED IN UNSUITABLE FUNDS AND THEY WERE POORLY ADVISED REGARDING THE TAX IMPLICATIONS OF SOME OF THEIR TRANSACTIONS. Damage Amount Requested: $30,000.00 Settlement Amount: $32,901.25 Broker Comment: I RESPONDED TO THE CLIENTS ALLEGATION BY STATING THE INVESTMENTS WERE APPROPRATE FOR THEIR RISK TOLLERANCE, TIME FRAME & INVESTMENT EXPERENCE. AS FOR THE TAX ADVICE MY RESPONSE IS THAT I AM NOT AN ACCOUNTANT AND I REFERRED THEM TO THEIR ACCOUNTANT IN WRITING.
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