JOE NEIL HAYWOOD is currently employed as a Broker and/or Investment Adviser at SORRENTO PACIFIC FINANCIAL, LLC located at 360 N Sepulveda Blvd, Ste 1025, El Segundo, CA, 90245.
JOE NEIL HAYWOOD has worked at SORRENTO PACIFIC FINANCIAL, LLC since February 01, 2018
Disclosure History
JOE NEIL HAYWOOD has 3 Disclosure Event(s).
Date: February 16, 2017 Category: Customer Dispute Allegations: Customer alleged misrepresentation on purchase of Variable Annuity sold on January, 2014.
Date: December 13, 2016 Category: Customer Dispute Allegations: Client alleged misrepresentation on purchase of Variable Annuity sold on May, 2016.
Date: January 10, 2016 Category: Customer Dispute Allegations: Client alleges that the rep did not place him into better performing funds against the client's best interest. Damage Amount Requested: $5,000.00 Broker Comment: Client elected to withdraw his complaint after discussing the account performance and the guarantees of the variable annuity policy with Mr. Haywood in more detail.
More Information
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