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JOE TOM KING

JOE TOM KING is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 2420 JENKS AVENUE, SUITE B4, PANAMA CITY, FL, 32405.

JOE TOM KING has worked at RAYMOND JAMES & ASSOCIATES, INC. since April 20, 2006

Disclosure History

JOE TOM KING has 2 Disclosure Event(s).

Date: December 28, 2009
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES MISREPRESENTATION. ACTIVITY DATES IS 11/17/08 THRU 11/17/08.
Damage Amount Requested: $11,313.00
Settlement Amount: $1,361.00

Date: December 05, 1990
Category: Customer Dispute
Allegations: CHURNING, MISREPRESENTATION AND UNAUTHORIZEDTRADING, $106,000 PLUS INTEREST, COSTS PUNITIVE DAMAGES ANDATTORNEYS' FEES.
Damage Amount Requested: $106,000.00 Damages Granted: $124,868.83
Broker Comment: $96,158.83 SHEARSON LEHMAN BROTHERS PAID TOTALSETTLEMENTNot Provided

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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