JOEL PETER DUNN

JOEL PETER DUNN is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL SECURITIES CORPORATION located at 100 UNIVERSITY DRIVE, AMHERST, MA, 01002.

JOEL PETER DUNN has worked at LINCOLN FINANCIAL SECURITIES CORPORATION since October 22, 1986

Disclosure History

JOEL PETER DUNN has 1 Disclosure Event(s).

Date: April 02, 2007
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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