JOEL ELLIOTT MARCUS

JOEL ELLIOTT MARCUS is currently employed as a Broker and/or Investment Adviser at NETWORK 1 FINANCIAL SECURITIES INC. located at THE GALLERIA PENTHOUSE, BUILDING 2, SUITE 241, 2 BRIDGE AVENUE, RED BANK, NJ, 07701.

JOEL ELLIOTT MARCUS has worked at NETWORK 1 FINANCIAL SECURITIES INC. since March 21, 2013

Disclosure History

JOEL ELLIOTT MARCUS has 1 Disclosure Event(s).

Date: November 24, 1980
Category: Regulatory
Initiated By: SECURITIES AND EXCHANGE COMMISSION
Resolution: Consent SanctionDetails:
Sanctions: Suspension
Broker Comment: THE CIRCUMSTANCES THAT LED TO THIS PROCEEDING OCCURRED IN 1975 WHEN MARCUS, ACCORDING TO THE ALLEGATION OF THE DIVISION OF ENFORCEMENTS, ACCEPTED PAYMENTS ON TWO OCCASIONS IN THE AGGREGATE AMOUNT OF SEVERAL HUNDRED DOLLARS FROM A CONTROL PERSON OF DIMENSIONAL ENTERTAINMENT CORPORATION IN EXCHANGE FOR CAUSING QUOTATIONS FOR THE COMMON STOCK OF DIMENSIONAL TO BE PUBLISHED.

More Information

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