JOEL LAWRENCE TANNEBAUM is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 100 CRESCENT COURT, 13TH FLOOR, DALLAS, TX, 75201.
JOEL LAWRENCE TANNEBAUM has worked at J.P. MORGAN SECURITIES LLC since November 02, 2017
Disclosure History
JOEL LAWRENCE TANNEBAUM has 2 Disclosure Event(s).
Date: March 15, 1995 Category: Customer Dispute Allegations: [CUSTOMER], A CLIENT SERVICE BY MR.TANNENBAUM, HAS ALLEGED THROUGH HIS ATTORNEY, THAT MR.TANNENBAUM MISREPRESENTED THE CHARACTER, TERM AND BENEFITS OF ASECURITY PURCHASE. HE WAS SEEKING RECISSION OF THE $90,000PURCHASE. Damage Amount Requested: $90,000.00 Settlement Amount: $45,000.00 Broker Comment: PAYMENT TO CLIENT OF $45000. BECAUSE OF THE LONGRELATIONSHIP AND THE AMOUNT OF ASSETS THIS CUSTOMER HAS WITHTHE FIRM, THE FIRM SETTLED THIS MATTER.NOT PROVIDED
Date: February 18, 1993 Category: Criminal Charges: CHARGED AND INDICTED FOR DWI DRIVING WHILE INTOXICATED (HAVING BEEN TWICE BEFORE CONVICTED OF DWI, THIS WAS A FELONY CHARGE). Charge Type: FELONY Disposition: TRIAL HELD ON JANUARY 28, 1994; FOUND NOTGUILTY, MOTION TO DISMISS PROBATION REVOCATIONS PENDING. Broker Comment: NOT PROVIDED
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