JOEL LLANES TY is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 5171 WALLINGS RD STE 130, NORTH ROYALTON, OH, 44133.

JOEL LLANES TY has worked at CETERA ADVISORS LLC since July 18, 2007

Disclosure History

JOEL LLANES TY has 1 Disclosure Event(s).

Date: February 10, 2011
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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