JOEL FLOYD WOODS is currently employed as a Broker and/or Investment Adviser at CONCORDE INVESTMENT SERVICES, LLC located at 4700 Bryant Irvin Court, #303, Fort Worth, TX, 76107.
JOEL FLOYD WOODS has worked at CONCORDE INVESTMENT SERVICES, LLC since November 23, 2016
JOEL FLOYD WOODS has 3 Disclosure Event(s).
Date: November 13, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABILITY. BEGINNING IN LATE 2005 THROUGH LATE 2008 Damage Amount Requested: $306,800.00 Settlement Amount: $155,000.00 Broker Comment: MR. WOODS WAS THE SUBJECT OF THE ARBITRATION FILED BY [CUSTOMER]. MR. WOODS WAS NOT A NAMED DEFENDANT. WE WILL UNABLE TO "UNCHECK" CERTAIN BOXES RELATING TO A INCORRECT FILING.
Date: January 30, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES IT WAS HER UNDERSTANDING SHE COULD WITHDRAW 10% PER YEAR WITHOUT REDUCING ORIGINAL PRINCIPAL. SHE BELIEVES SHE AS LIED TO. Damage Amount Requested: $400,000.00 Broker Comment: CLIENT ALLEGES IT WAS HER UNDERSTANDING SHE COULD WITHDRAW 10% PER YEAR WITHOUT REDUCING ORIGINAL PRINCIPAL. SHE BELIEVES SHE AS LIED TO. TX DEPT. OF INSURANCE, ALLIANZ AND EDI ALL REVIEWED THE PAPERWORK & SUPPORTING DOCUMENTATION & THERE DOES NOT APPEAR TO BE ANY WRONG DOING. CLIENT WAS PROPERLY INFORMED & THEREFORE HER ALLEGATION IS WITHOUT MERIT. TX DEPT. OF INSURANCE, ALLIANZ & EDI CONSIDER THE MATTER CLOSED. CLIENT SURRENDERED HER POLICY & PAID THE EARLY WITHDRAWAL
Date: May 27, 2010 Category: Customer Dispute Allegations: CLIENT INVESTED IN AMIDEE HOTELS/RESORTS(AHR)APRPOX 04/2008, PARENT COMPANY WENT INTO BANKRUPTCY, CORRESPONDENCE TO INVESTORS CEASED, CLIENT ALLEGES AMIDEE CAPITAL, MR. WOODS & EVERYONE OUT TO GET HIS MONEY Broker Comment: CLIENT HAS TAKEN NO ACTION
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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