JOHANNA CECELIA KEHOE is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 1717 PENNSYLVANIA AVE NW, SUITE 1050, WASHINGTON, DC, 20006.
JOHANNA CECELIA KEHOE has worked at RAYMOND JAMES & ASSOCIATES, INC. since January 31, 2012
Disclosure History
JOHANNA CECELIA KEHOE has 1 Disclosure Event(s).
Date: January 05, 2012 Category: Employment Separation After Allegations Firm Name: RBC CAPITAL MARKETS, LLC Termination Type: Discharged Allegations: EXECUTION OF DOCUMENTS TO WHICH THE FA SIGNED THE CLIENTS NAMES. Broker Comment: IN AN EFFORT TO ASSIST A CLIENT WHOSE FUNDS TRANSFER HAD FAILED, I COMPOSED THE REQUIRED LETTER OF AUTHORIZATION. THE LETTER INSTRUCTED THE FIRM TO TRANSFER FUNDS FROM THE CLIENT'S JOINT ACCOUNT AT THE FIRM TO THEIR JOIN BANK ACCOUNT. I THEN SIGNED THE CLIENTS NAMES WITH THEIR FULL KNOWLEDGE AND AUTHORITY, THIS WAS IN VIOLATION OF THE FIRM'S POLICY AND I WAS TERMINATED.
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