JOHN LAWRENCE ABRAMS is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 5310 NW 33 AVE., SUITE 206, FORT LAUDERDALE, FL, 33309.
JOHN LAWRENCE ABRAMS has worked at SAGEPOINT FINANCIAL, INC. since November 01, 2016
JOHN LAWRENCE ABRAMS has 3 Disclosure Event(s).
Date: August 21, 2013 Category: Customer Dispute Allegations: CLAIMANT ALLEGED THAT THE REPRESENTATIVE WAS INVOLVED IN IMPROPER SALES PRACTICES AND UNSUITABLE INVESTMENT RECOMMENDATIONS REGARDING ADVISORY ACCOUNTS THAT WERE OPENED ON OR ABOUT OCTOBER 2009. Damage Amount Requested: $100,000.00 Settlement Amount: $42,500.00
Date: February 16, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE'S RECOMMENDATION FOR PRODUCTS WITHIN HIS MANAGED ACCOUNT WAS NOT BALANCED AND DID NOT COINCIDE WITH HIS INVESTMENT PROFILE. CUSTOMER HAS ALLEGED DAMAGES AS NOTED BELOW. Damage Amount Requested: $89,997.00 Settlement Amount: $89,997.00 Broker Comment: THE CASE WAS SETTLED WITHOUT THE ADMISSION OF ANY WRONGDOING ON MY PART. INDEED, I MAINTAIN THAT I DID NOTHING WRONG. ULTIMATELY, A BUSINESS DECISION WAS MADE BY THE PARTIES INVOLVED TO SETTLE THE DISPUTE TO BRING CLOSURE TO THIS MATTER.
Date: February 04, 2010 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE'S RECOMMENDATION FOR INVESTMENTS WAS NOT APPROPRIATE FOR HER RISK TOLERANCE AND THE REPRESENTATIVE DID NOT HAVE PERMISSION FOR TRADES MADE WITHIN THE ACCOUNT IN APRIL, MAY AND OCTOBER 2009. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
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